Fund Compliance
Manage regulatory compliance seamlessly across all applicable frameworks and jurisdictions.
Enquiry Form
1950
+
Fund
Entities
0
+
Jurisdictions Served
$
0
B
Fund Assets
Managed
200
+
Global
Professionals
1800
+
Fund
Entities
0
+
Jurisdictions
Served
$
0
B
Fund Assets
Managed
200
+
Global Professionals
Simplify fund compliance filing with our team of experts.
Our professionals simplify a fund’s legal and regulatory reporting compliance journey with expert-driven solutions tailored. Our team ensures timely filings, accurate reporting, and adherence to SEBI, IFSCA, and global regulations. With streamlined processes and dedicated support, we reduce compliance risks and so businesses can focus on core fund operations.
Service Areas Within Fund Compliance
AML & KYC Services
We manage investor registration, collection and maintenance of KYC/AML. Our services also include conducting due diligence, sanctions screening, and ongoing monitoring for compliance.
FATCA/CRS Compliances
We support FATCA and CRS compliance by identifying reportable investor accounts and ensuring accurate, timely reporting across jurisdictions.
IFSCA Compliances
We handle the preparation and filing quantitative information and compliance reports in required formats and make sure to adhere to regulatory guidelines.
SEZ Compliances
We manage SEZ compliances including filing of SERF, MPR, APR and transactional based filing like DTAP and DSPF and annual renewal of IEC and RCMC.
Direct & Indirect Tax
We offer a comprehensive support in filing and calculating the Income Tax, Withholding tax and Form 15CD and Form 49BA filing ensuring accuracy and regulatory compliance.
FEMA Advisory
Our experts offer services to both individuals and corporates, including structuring, investment proposals, RBI approvals, and ongoing regulatory compliance support.
Ascentium Insights
Frequently Asked Questions
What is fund compliance and why is it important?
Fund compliance makes sure that funds comply with regulatory, tax, and reporting requirements in different jurisdictions. It prevents sanctions, is transparent, and instills investor confidence.
What compliance services are available to funds?
We provide complete compliance services including AML/KYC, FATCA/CRS, IFSCA and SEZ filings, tax compliance, and FEMA advisory everything aligned with the regulation.
How are AML and KYC requirements managed?
Our investor onboarding, documentation, due diligence, and continual monitoring are conducted through formal procedures and systems to make sure that all rules of AML/KYC are strictly followed.
What is FATCA/CRS compliance and why is it required?
FATCA and CRS are international standards of reporting financial data of investors in different jurisdictions. We ensure the identification of reportable accounts and timely and proper filings.
What IFSCA and SEZ compliance support is available?
We handle the periodic filings like compliance reports, performance reports, and transaction-based filings and make sure that we comply with the requirements of the IFSC and SEZ regulation.
Does fund services include tax compliance?
Yes, we manage both direct and indirect tax filings such as income tax, withholding tax and other related regulatory filings, with accuracy and compliance.
What FEMA compliance and advisory support is available?
We assist on FEMA regulations, helps in arranging transactions, and makes sure that all cross-border actions are in line with the relevant regulations.
