Regulatory Compliance
From corporate law to sector-specific mandates, get total compliance for every regulation that governs businesses.
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Get compliance expertise that covers every regulatory dimension of business, right from corporate governance to specialised mandates.
Our regulatory compliance services delivers end-to-end compliance management for a diverse range of entities, from Indian companies and foreign subsidiaries to NBFCs, AIFs, NGOs, Section 8 companies and entities operating in GIFT City and IFSC. We cover Companies Act and MCA filings, FEMA reporting for FDI, ODI and FPI transactions, AIF and NBFC regulatory compliances, IFSCA framework advisory and compliance support for not-for-profit and social sector entities. Our compliance model goes beyond routine filing, we validate regulatory applicability, manage pre-filing reviews and maintain defensible compliance records that withstand regulatory and audit scrutiny.
Service Areas Within Regulatory Compliance
Companies Act & MCA Compliances
We offer compliance support for Alternative Investment Funds (AIF) under SEBI Regulations including registration support, drawdown and distribution compliances, and ongoing SEBI compliance management.
FEMA Filings (FDI / ODI / FPI)
Our experts offer end-to-end regulatory compliance support for NBFCs including RBI filings, statutory reporting, auditor certifications, inspection support and ongoing RBI compliance management.
NGOs, Section 8 & Trusts
Our team offers regulatory and governance support for NGOs, Section 8 Companies and Trusts including incorporation, registrations, governance structuring, donor-related reporting and ongoing secretarial support.
IFSCA & GIFT City (SEZ)
We offer advisory and compliance support for entities operating in IFSC and GIFT City including entity setup, IFSC regulatory approvals, governance support, and ongoing compliance management under IFSCA frameworks.
AIF Compliances
We offer compliance support for Alternative Investment Funds under SEBI (AIF) Regulations including registration support, maintenance of statutory records and ongoing SEBI compliance management.
NBFC Compliances
Our services include end-to-end regulatory compliance support for NBFCs including RBI filings, CKYC compliances, maintenance of regulatory records, auditor certifications, and ongoing RBI compliance management.
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Frequently Asked Questions
What services facilitate board and committee meeting compliance management?
We support incorporation, annual filings, change in registered office, directors and auditors, statutory registers, board/shareholder documentation, beneficial ownership compliance and MCA reporting.
Does the scope of services cover both incorporation and ongoing compliance?
Yes, we manage end-to-end lifecycle support including incorporation, registrations, ongoing statutory compliances and event-based regulatory filings.
Is the service limited to form filing, or does it include pre-execution compliance validation?
We do not function as a filing-only model. Every assignment undergoes pre-filing compliance validation, including structuring checks, regulatory applicability review, and documentation alignment.
How are compliance risks managed in cross-border investment structures?
We conduct end-to-end FEMA and RBI alignment checks including entry route validation, pricing compliance, downstream impact assessment and reporting triggers before execution.
Is there capability to support structures operating simultaneously under SEZ/IFSC and Indian domestic regulations?
Yes, we design dual-compliance frameworks where IFSC regulations and domestic laws are harmonised to avoid regulatory contradictions or missed reporting obligations.
How is AIF compliance maintained beyond periodic SEBI filings?
We track fund-level compliance continuously across drawdowns, investor communications, portfolio reporting and governance cycles, not just quarterly submissions.
Is there a process for identifying compliance gaps ahead of regulatory inspections?
Yes, we conduct pre-inspection compliance diagnostics to identify gaps in filings, registers, approvals and governance documentation before regulator review.
How is compliance managed for entities with evolving structures such as NBFCs or investment platforms?
We align compliance architecture with business evolution ensuring RBI reporting, governance documentation and regulatory approvals evolve with scale and product expansion.
Does the scope extend to structuring documentation for regulatory scrutiny, beyond mere filing?
Yes, we focus heavily on defensible documentation including board papers, approvals, transaction trails and statutory records that withstand regulatory and audit scrutiny.
How is consistency ensured across Companies Act, FEMA and SEBI compliances for the same entity?
We maintain a unified compliance framework where corporate actions are synchronised across MCA, FEMA and SEBI requirements to prevent contradictory filings or regulatory misalignment.
